
Photographs by Stephen Crowley
Marines training at Camp Havana, in the desert of Djibouti,
where conditions are similar to those they would encounter
in Iraq.
In a speech to graduating cadets at West Point in June,
President Bush declared, ''America has no empire to
extend or utopia to establish.'' When he spoke to veterans
assembled at the White House in November, he said: America
has ''no territorial ambitions. We don't seek an empire.
Our nation is committed to freedom for ourselves and
for others.''
Ever since George Washington warned his countrymen
against foreign entanglements, empire abroad has been
seen as the republic's permanent temptation and its
potential nemesis. Yet what word but ''empire'' describes
the awesome thing that America is becoming? It is the
only nation that polices the world through five global
military commands; maintains more than a million men
and women at arms on four continents; deploys carrier
battle groups on watch in every ocean; guarantees the
survival of countries from Israel to South Korea; drives
the wheels of global trade and commerce; and fills the
hearts and minds of an entire planet with its dreams
and desires.
A historian once remarked that Britain acquired its
empire in ''a fit of absence of mind.'' If Americans
have an empire, they have acquired it in a state of
deep denial. But Sept. 11 was an awakening, a moment
of reckoning with the extent of American power and the
avenging hatreds it arouses. Americans may not have
thought of the World Trade Center or the Pentagon as
the symbolic headquarters of a world empire, but the
men with the box cutters certainly did, and so do numberless
millions who cheered their terrifying exercise in the
propaganda of the deed.
Being an imperial power, however, is more than being
the most powerful nation or just the most hated one.
It means enforcing such order as there is in the world
and doing so in the American interest. It means laying
down the rules America wants (on everything from markets
to weapons of mass destruction) while exempting itself
from other rules (the Kyoto Protocol on climate change
and the International Criminal Court) that go against
its interest. It also means carrying out imperial functions
in places America has inherited from the failed empires
of the 20th century -- Ottoman, British and Soviet.
In the 21st century, America rules alone, struggling
to manage the insurgent zones -- Palestine and the northwest
frontier of Pakistan, to name but two -- that have proved
to be the nemeses of empires past.
Iraq lays bare the realities of America's new role.
Iraq itself is an imperial fiction, cobbled together
at the Versailles Peace Conference in 1919 by the French
and British and held together by force and violence
since independence. Now an expansionist rights violator
holds it together with terror. The United Nations lay
dozing like a dog before the fire, happy to ignore Saddam,
until an American president seized it by the scruff
of the neck and made it bark. Multilateral solutions
to the world's problems are all very well, but they
have no teeth unless America bares its fangs.
America's empire is not like empires of times past,
built on colonies, conquest and the white man's burden.
We are no longer in the era of the United Fruit Company,
when American corporations needed the Marines to secure
their investments overseas. The 21st century imperium
is a new invention in the annals of political science,
an empire lite, a global hegemony whose grace notes
are free markets, human rights and democracy, enforced
by the most awesome military power the world has ever
known. It is the imperialism of a people who remember
that their country secured its independence by revolt
against an empire, and who like to think of themselves
as the friend of freedom everywhere. It is an empire
without consciousness of itself as such, constantly
shocked that its good intentions arouse resentment abroad.
But that does not make it any less of an empire, with
a conviction that it alone, in Herman Melville's words,
bears ''the ark of the liberties of the world.''
In this vein, the president's National Security Strategy,
announced in September, commits America to lead other
nations toward ''the single sustainable model for national
success,'' by which he meant free markets and liberal
democracy. This is strange rhetoric for a Texas politician
who ran for office opposing nation-building abroad and
calling for a more humble America overseas. But Sept.
11 changed everyone, including a laconic and anti-rhetorical
president. His messianic note may be new to him, but
it is not new to his office. It has been present in
the American vocabulary at least since Woodrow Wilson
went to Versailles in 1919 and told the world that he
wanted to make it safe for democracy.
Ever since Wilson, presidents have sounded the same
redemptive note while ''frantically avoiding recognition
of the imperialism that we in fact exercise,'' as the
theologian Reinhold Niebuhr said in 1960. Even now,
as President Bush appears to be maneuvering the country
toward war with Iraq, the deepest implication of what
is happening has not been fully faced: that Iraq is
an imperial operation that would commit a reluctant
republic to become the guarantor of peace, stability,
democratization and oil supplies in a combustible region
of Islamic peoples stretching from Egypt to Afghanistan.
A role once played by the Ottoman Empire, then by the
French and the British, will now be played by a nation
that has to ask whether in becoming an empire it risks
losing its soul as a republic.
As the United States faces this moment of truth, John
Quincy Adams's warning of 1821 remains stark and pertinent:
if America were tempted to ''become the dictatress of
the world, she would be no longer the ruler of her own
spirit.'' What empires lavish abroad, they cannot spend
on good republican government at home: on hospitals
or roads or schools. A distended military budget only
aggravates America's continuing failure to keep its
egalitarian promise to itself. And these are not the
only costs of empire. Detaining two American citizens
without charge or access to counsel in military brigs,
maintaining illegal combatants on a foreign island in
a legal limbo, keeping lawful aliens under permanent
surveillance while deporting others after secret hearings:
these are not the actions of a republic that lives by
the rule of law but of an imperial power reluctant to
trust its own liberties. Such actions may still be a
long way short of Roosevelt's internment of the Japanese,
but that may mean only that the worst -- following,
say, another large attack on United States citizens
that produces mass casualties -- is yet to come.
The impending operation in Iraq is thus a defining
moment in America's long debate with itself about whether
its overseas role as an empire threatens or strengthens
its existence as a republic. The American electorate,
while still supporting the president, wonders whether
his proclamation of a war without end against terrorists
and tyrants may only increase its vulnerability while
endangering its liberties and its economic health at
home. A nation that rarely counts the cost of what it
really values now must ask what the ''liberation'' of
Iraq is worth. A republic that has paid a tiny burden
to maintain its empire -- no more than about 4 percent
of its gross domestic product -- now contemplates a
bill that is altogether steeper. Even if victory is
rapid, a war in Iraq and a postwar occupation may cost
anywhere from $120 billion to $200 billion.
What every schoolchild also knows about empires is
that they eventually face nemeses. To call America the
new Rome is at once to recall Rome's glory and its eventual
fate at the hands of the barbarians. A confident and
carefree republic -- the city on a hill, whose people
have always believed they are immune from history's
harms -- now has to confront not just an unending imperial
destiny but also a remote possibility that seems to
haunt the history of empire: hubris followed by defeat.
II.
Even at this late date, it is still possible to ask:
Why should a republic take on the risks of empire? Won't
it run a chance of endangering its identity as a free
people? The problem is that this implies innocent options
that in the case of Iraq may no longer exist. Iraq is
not just about whether the United States can retain
its republican virtue in a wicked world. Virtuous disengagement
is no longer a possibility. Since Sept. 11, it has been
about whether the republic can survive in safety at
home without imperial policing abroad. Face to face
with ''evil empires'' of the past, the republic reluctantly
accepted a division of the world based on mutually assured
destruction. But now it faces much less stable and reliable
opponents -- rogue states like Iraq and North Korea
with the potential to supply weapons of mass destruction
to a terrorist internationale. Iraq represents the first
in a series of struggles to contain the proliferation
of weapons of mass destruction, the first attempt to
shut off the potential supply of lethal technologies
to a global terrorist network.
Containment rather than war would be the better course,
but the Bush administration seems to have concluded
that containment has reached its limits -- and the conclusion
is not unreasonable. Containment is not designed to
stop production of sarin, VX nerve gas, anthrax and
nuclear weapons. Threatened retaliation might deter
Saddam from using these weapons, but his continued development
of them increases his capacity to intimidate and deter
others, including the United States. Already his weapons
have sharply raised the cost of any invasion, and as
time goes by this could become prohibitive. The possibility
that North Korea might quickly develop weapons of mass
destruction makes regime change on the Korean peninsula
all but unthinkable. Weapons of mass destruction would
render Saddam the master of a region that, because it
has so much of the world's proven oil reserves, makes
it what a military strategist would call the empire's
center of gravity.
Iraq may claim to have ceased manufacturing these weapons
after 1991, but these claims remain unconvincing, because
inspectors found evidence of activity after that date.
So what to do? Efforts to embargo and sanction the regime
have hurt only the Iraqi people. What is left? An inspections
program, even a permanent one, might slow the dictator's
weapons programs down, but inspections are easily evaded.
That leaves us, but only as a reluctant last resort,
with regime change.
Regime change is an imperial task par excellence, since
it assumes that the empire's interest has a right to
trump the sovereignty of a state. The Bush administration
would ask, What moral authority rests with a sovereign
who murders and ethnically cleanses his own people,
has twice invaded neighboring countries and usurps his
people's wealth in order to build palaces and lethal
weapons? And the administration is not alone. Not even
Kofi Annan, the secretary general, charged with defending
the United Nations Charter, says that sovereignty confers
impunity for such crimes, though he has made it clear
he would prefer to leave a disarmed Saddam in power
rather than risk the conflagration of war to unseat
him.
Regime change also raises the difficult question for
Americans of whether their own freedom entails a duty
to defend the freedom of others beyond their borders.
The precedents here are inconclusive. Just because Wilson
and Roosevelt sent Americans to fight and die for freedom
in Europe and Asia doesn't mean their successors are
committed to this duty everywhere and forever. The war
in Vietnam was sold to a skeptical American public as
another battle for freedom, and it led the republic
into defeat and disgrace.
Yet it remains a fact -- as disagreeable to those left
wingers who regard American imperialism as the root
of all evil as it is to the right-wing isolationists,
who believe that the world beyond our shores is none
of our business -- that there are many peoples who owe
their freedom to an exercise of American military power.
It's not just the Japanese and the Germans, who became
democrats under the watchful eye of Generals MacArthur
and Clay. There are the Bosnians, whose nation survived
because American air power and diplomacy forced an end
to a war the Europeans couldn't stop. There are the
Kosovars, who would still be imprisoned in Serbia if
not for Gen. Wesley Clark and the Air Force. The list
of people whose freedom depends on American air and
ground power also includes the Afghans and, most inconveniently
of all, the Iraqis.
The moral evaluation of empire gets complicated when
one of its benefits might be freedom for the oppressed.
Iraqi exiles are adamant: even if the Iraqi people might
be the immediate victims of an American attack, they
would also be its ultimate beneficiaries. It would make
the case for military intervention easier, of course,
if the Iraqi exiles cut a more impressive figure. They
feud and squabble and hate one another nearly as much
as they hate Saddam. But what else is to be expected
from a political culture pulverized by 40 years of state
terror?
If only invasion, and not containment, can build democracy
in Iraq, then the question becomes whether the Bush
administration actually has any real intention of doing
so. The exiles fear that a mere change of regime, a
coup in which one Baathist thug replaces another, would
suit American interests just as well, provided the thug
complied with the interests of the Pentagon and American
oil companies. Whenever it has exerted power overseas,
America has never been sure whether it values stability
-- which means not only political stability but also
the steady, profitable flow of goods and raw materials
-- more than it values its own rhetoric about democracy.
Where the two values have collided, American power has
come down heavily on the side of stability, for example,
toppling democratically elected leaders from Mossadegh
in Iran to Allende in Chile. Iraq is yet another test
of this choice. Next door in Iran, from the 1950's to
the 1970's, America backed stability over democracy,
propping up the autocratic rule of the shah, only to
reap the whirlwind of an Islamic fundamentalist revolution
in 1979 that delivered neither stability nor real democracy.
Does the same fate await an American operation in Iraq?
International human rights groups, like Amnesty International,
are dismayed at the way both the British government
of Tony Blair and the Bush administration are citing
the human rights abuses of Saddam to defend the idea
of regime change. Certainly the British and the American
governments maintained a complicit and dishonorable
silence when Saddam gassed the Kurds in 1988. Yet now
that the two governments are taking decisive action,
human rights groups seem more outraged by the prospect
of action than they are by the abuses they once denounced.
The fact that states are both late and hypocritical
in their adoption of human rights does not deprive them
of the right to use force to defend them.
The disagreeable reality for those who believe in human
rights is that there are some occasions -- and Iraq
may be one of them -- when war is the only real remedy
for regimes that live by terror. This does not mean
the choice is morally unproblematic. The choice is one
between two evils, between containing and leaving a
tyrant in place and the targeted use of force, which
will kill people but free a nation from the tyrant's
grip.
III.
Still, the claim that a free republic may sense a duty
to help other people attain their freedom does not answer
the prudential question of whether the republic should
run such risks. For the risks are huge, and they are
imperial. Order, let alone democracy, will take a decade
to consolidate in Iraq. The Iraqi opposition's blueprints
for a democratic and secular federation of Iraq's component
peoples -- Shiites, Sunnis, Kurds, Turkomans and others
-- are noble documents, but they are just paper unless
American and then international troops, under United
Nations mandate, remain to keep the peace until Iraqis
trust one another sufficiently to police themselves.
Like all imperial exercises in creating order, it will
work only if the puppets the Americans install cease
to be puppets and build independent political legitimacy
of their own.
If America takes on Iraq, it takes on the reordering
of the whole region. It will have to stick at it through
many successive administrations. The burden of empire
is of long duration, and democracies are impatient with
long-lasting burdens -- none more so than America. These
burdens include opening up a dialogue with the Iranians,
who appear to be in a political upsurge themselves,
so that they do not feel threatened by a United States-led
democracy on their border. The Turks will have to be
reassured, and the Kurds will have to be instructed
that the real aim of United States policy is not the
creation of a Kurdish state that goes on to dismember
Turkey. The Syrians will have to be coaxed into abandoning
their claims against the Israelis and making peace.
The Saudis, once democracy takes root next door in Iraq,
will have to be coaxed into embracing democratic change
themselves.
All this is possible, but there is a larger challenge
still. Unseating an Arab government in Iraq while leaving
the Palestinians to face Israeli tanks and helicopter
gunships is a virtual guarantee of unending Islamic
wrath against the United States. The chief danger in
the whole Iraqi gamble lies here -- in supposing that
victory over Saddam, in the absence of a Palestinian-Israeli
settlement, would leave the United States with a stable
hegemony over the Middle East. Absent a Middle East
peace, victory in Iraq would still leave the Palestinians
face to face with the Israelis in a conflict in which
they would destroy not only each other but American
authority in the Islamic world as well.
The Americans have played imperial guarantor in the
region since Roosevelt met with Ibn Saud in 1945 and
Truman recognized Ben-Gurion's Israel in 1948. But it
paid little or no price for its imperial pre-eminence
until the rise of an armed Palestinian resistance after
1987. Now, with every day that American power appears
complicit in Israeli attacks that kill civilians in
the West Bank and in Gaza, and with the Arab nations
giving their tacit support to Palestinian suicide bombers,
the imperial guarantor finds itself dragged into a regional
conflict that is one long hemorrhage of its diplomatic
and military authority.
Properly understood, then, the operation in Iraq entails
a commitment, so far unstated, to enforce a peace on
the Palestinians and Israelis. Such a peace must, at
a minimum, give the Palestinians a viable, contiguous
state capable of providing land and employment for three
million people. It must include a commitment to rebuild
their shattered government infrastructure, possibly
through a United Nations transitional administration,
with U.N.-mandated peacekeepers to provide security
for Israelis and Palestinians. This is an awesomely
tall order, but if America cannot find the will to enforce
this minimum of justice, neither it nor Israel will
have any safety from terror. This remains true even
if you accept that there are terrorists in the Arab
world who will never be content unless Israel is driven
into the sea. A successful American political strategy
against terror depends on providing enough peace for
both Israelis and Palestinians that extremists on either
side begin to lose the support that keeps violence alive.
Paradoxically, reducing the size of the task does not
reduce the risks. If an invasion of Iraq is delinked
from Middle East peace, then all America will gain for
victory in Iraq is more terror cells in the Muslim world.
If America goes on to help the Palestinians achieve
a state, the result will not win over those, like Osama
bin Laden, who hate America for what it is. But at least
it would address the rage of those who hate it for what
it does.
This is finally what makes an invasion of Iraq an imperial
act: for it to succeed, it will have to build freedom,
not just for the Iraqis but also for the Palestinians,
along with a greater sense of security for Israel. Again,
the paradox of the Iraq operation is that half measures
are more dangerous than whole measures. Imperial powers
do not have the luxury of timidity, for timidity is
not prudence; it is a confession of weakness.
IV.
The question, then, is not whether America is too powerful
but whether it is powerful enough. Does it have what
it takes to be grandmaster of what Colin Powell has
called the chessboard of the world's most inflammable
region?
America has been more successful than most great powers
in understanding its strengths as well as its limitations.
It has become adept at using what is called soft power
-- influence, example and persuasion -- in preference
to hard power. Adepts of soft power understand that
even the most powerful country in the world can't get
its way all the time. Even client states have to be
deferred to. When an ally like Saudi Arabia asks the
United States to avoid flying over its country when
bombing Afghanistan, America complies. When America
seeks to use Turkey as a base for hostilities in Iraq,
it must accept Turkish preconditions. Being an empire
doesn't mean being omnipotent.
Nowhere is this clearer than in America's relations
with Israel. America's ally is anything but a client
state. Its prime minister has refused direct orders
from the president of the United States in the past,
and he can be counted on to do so again. An Iraq operation
requires the United States not merely to prevent Israel
from entering the fray but to make peace with a bitter
enemy. Since 1948, American and Israeli security interests
have been at one. But as the death struggle in Palestine
continues, it exposes the United States to global hatreds
that make it impossible for it to align its interests
with those Israelis who are opposed to any settlement
with the Palestinians that does not amount, in effect,
to Palestinian capitulation. The issue is not whether
the United States should continue to support the state
of Israel, but which state, with which borders and which
set of relations with its neighbors, it is willing to
risk its imperial authority to secure. The apocalyptic
violence of one side and the justified refusal to negotiate
under fire on the other side leave precious little time
to salvage a two-state solution for the Middle East.
But this, even more than rescuing Iraq, is the supreme
task -- and test -- of American leadership.
V.
What assets does American leadership have at its disposal?
At a time when an imperial peace in the Middle East
requires diplomats, aid workers and civilians with all
the skills in rebuilding shattered societies, American
power projection in the area overwhelmingly wears a
military uniform. ''Every great power, whatever its
ideology,'' Arthur Schlesinger Jr. once wrote, ''has
its warrior caste.'' Without realizing the consequences
of what they were doing, successive American presidents
have turned the projection of American power to the
warrior caste, according to the findings of research
by Robert J. Lieber of Georgetown University. In President
Kennedy's time, Lieber has found, the United States
spent 1 percent of its G.D.P. on the nonmilitary aspects
of promoting its influence overseas -- State Department,
foreign aid, the United Nations, information programs.
Under Bush's presidency, the number has declined to
just 0.2 percent.
Special Forces are more in evidence in the world's
developing nations than Peace Corps volunteers and USAID
food experts. As Dana Priest demonstrates in ''The Mission,''
a soon-to-be-published study of the American military,
the Pentagon's regional commanders exercise more overseas
diplomatic and political leverage than the State Department's
ambassadors. Even if you accept that generals can make
good diplomats and Special Forces captains can make
friends for the United States, it still remains true
that the American presence overseas is increasingly
armed, in uniform and behind barbed wire and high walls.
With every American Embassy now hardened against terrorist
attack, the empire's overseas outposts look increasingly
like Fort Apache. American power is visible to the world
in carrier battle groups patrolling offshore and F-16's
whistling overhead. In southern Afghanistan, it is the
82nd Airborne, bulked up in body armor, helmets and
weapons, that Pashtun peasants see, not American aid
workers and water engineers. Each month the United States
spends an estimated $1 billion on military operations
in Afghanistan and only $25 million on aid.
This sort of projection of power, hunkered down against
attack, can earn the United States fear and respect,
but not admiration and affection. America's very strength
-- in military power -- cannot conceal its weakness
in the areas that really matter: the elements of power
that do not subdue by force of arms but inspire by force
of example.
VI.
It is unsurprising that force projection overseas should
awaken resentment among America's enemies. More troubling
is the hostility it arouses among friends, those whose
security is guaranteed by American power. Nowhere is
this more obvious than in Europe. At a moment when the
costs of empire are mounting for America, her rich European
allies matter financially. But in America's emerging
global strategy, they have been demoted to reluctant
junior partners. This makes them resentful and unwilling
allies, less and less able to understand the nation
that liberated them in 1945.
For 50 years, Europe rebuilt itself economically while
passing on the costs of its defense to the United States.
This was a matter of more than just reducing its armed
forces and the proportion of national income spent on
the military. All Western European countries reduced
the martial elements in their national identities. In
the process, European identity (with the possible exception
of Britain) became postmilitary and postnational. This
opened a widening gap with the United States. It remained
a nation in which flag, sacrifice and martial honor
are central to national identity. Europeans who had
once invented the idea of the martial nation-state now
looked at American patriotism, the last example of the
form, and no longer recognized it as anything but flag-waving
extremism. The world's only empire was isolated, not
just because it was the biggest power but also because
it was the West's last military nation-state.
Sept. 11 rubbed in the lesson that global power is
still measured by military capability. The Europeans
discovered that they lacked the military instruments
to be taken seriously and that their erstwhile defenders,
the Americans, regarded them, in a moment of crisis,
with suspicious contempt.
Yet the Americans cannot afford to create a global
order all on their own. European participation in peacekeeping,
nation-building and humanitarian reconstruction is so
important that the Americans are required, even when
they are unwilling to do so, to include Europeans in
the governance of their evolving imperial project. The
Americans essentially dictate Europe's place in this
new grand design. The United States is multilateral
when it wants to be, unilateral when it must be; and
it enforces a new division of labor in which America
does the fighting, the French, British and Germans do
the police patrols in the border zones and the Dutch,
Swiss and Scandinavians provide the humanitarian aid.
This is a very different picture of the world than
the one entertained by liberal international lawyers
and human rights activists who had hoped to see American
power integrated into a transnational legal and economic
order organized around the United Nations, the World
Trade Organization, the International Criminal Court
and other international human rights and environmental
institutions and mechanisms. Successive American administrations
have signed on to those pieces of the transnational
legal order that suit their purposes (the World Trade
Organization, for example) while ignoring or even sabotaging
those parts (the International Criminal Court or the
Kyoto Protocol) that do not. A new international order
is emerging, but it is designed to suit American imperial
objectives. America's allies want a multilateral order
that will essentially constrain American power. But
the empire will not be tied down like Gulliver with
a thousand legal strings.
VII.
On the new imperial frontier, in places like Afghanistan,
Bosnia and Kosovo, American military power, together
with European money and humanitarian motives, is producing
a form of imperial rule for a postimperial age. If this
sounds contradictory, it is because the impulses that
have gone into this new exercise of power are contradictory.
On the one hand, the semiofficial ideology of the Western
world -- human rights -- sustains the principle of self-determination,
the right of each people to rule themselves free of
outside interference. This was the ethical principle
that inspired the decolonization of Asia and Africa
after World War II. Now we are living through the collapse
of many of these former colonial states. Into the resulting
vacuum of chaos and massacre a new imperialism has reluctantly
stepped -- reluctantly because these places are dangerous
and because they seemed, at least until Sept. 11, to
be marginal to the interests of the powers concerned.
But, gradually, this reluctance has been replaced by
an understanding of why order needs to be brought to
these places.
Nowhere, after all, could have been more distant than
Afghanistan, yet that remote and desperate place was
where the attacks of Sept. 11 were prepared. Terror
has collapsed distance, and with this collapse has come
a sharpened American focus on the necessity of bringing
order to the frontier zones. Bringing order is the paradigmatic
imperial task, but it is essential, for reasons of both
economy and principle, to do so without denying local
peoples their rights to some degree of self-determination.
The old European imperialism justified itself as a
mission to civilize, to prepare tribes and so-called
lesser breeds in the habits of self-discipline necessary
for the exercise of self-rule. Self-rule did not necessarily
have to happen soon -- the imperial administrators hoped
to enjoy the sunset as long as possible -- but it was
held out as a distant incentive, and the incentive was
crucial in co-opting local elites and preventing them
from passing into open rebellion. In the new imperialism,
this promise of self-rule cannot be kept so distant,
for local elites are all creations of modern nationalism,
and modern nationalism's primary ethical content is
self-determination. If there is an invasion of Iraq,
local elites must be ''empowered'' to take over as soon
as the American imperial forces have restored order
and the European humanitarians have rebuilt the roads,
schools and houses. Nation-building seeks to reconcile
imperial power and local self-determination through
the medium of an exit strategy. This is imperialism
in a hurry: to spend money, to get results, to turn
the place back to the locals and get out. But it is
similar to the old imperialism in the sense that real
power in these zones -- Kosovo, Bosnia, Afghanistan
and soon, perhaps, Iraq -- will remain in Washington.
VIII.
At the beginning of the first volume of ''The Decline
and Fall of the Roman Empire,'' published in 1776, Edward
Gibbon remarked that empires endure only so long as
their rulers take care not to overextend their borders.
Augustus bequeathed his successors an empire ''within
those limits which nature seemed to have placed as its
permanent bulwarks and boundaries: on the west the Atlantic
Ocean; the Rhine and Danube on the north; the Euphrates
on the east; and towards the south the sandy deserts
of Arabia and Africa.'' Beyond these boundaries lay
the barbarians. But the ''vanity or ignorance'' of the
Romans, Gibbon went on, led them to ''despise and sometimes
to forget the outlying countries that had been left
in the enjoyment of a barbarous independence.'' As a
result, the proud Romans were lulled into making the
fatal mistake of ''confounding the Roman monarchy with
the globe of the earth.''
This characteristic delusion of imperial power is to
confuse global power with global domination. The Americans
may have the former, but they do not have the latter.
They cannot rebuild each failed state or appease each
anti-American hatred, and the more they try, the more
they expose themselves to the overreach that eventually
undermined the classical empires of old.
The secretary of defense may be right when he warns
the North Koreans that America is capable of fighting
on two fronts -- in Korea and Iraq -- simultaneously,
but Americans at home cannot be overjoyed at such a
prospect, and if two fronts are possible at once, a
much larger number of fronts is not. If conflict in
Iraq, North Korea or both becomes a possibility, Al
Qaeda can be counted on to seek to strike a busy and
overextended empire in the back. What this suggests
is not just that overwhelming power never confers the
security it promises but also that even the overwhelmingly
powerful need friends and allies. In the cold war, the
road to the North Korean capital, Pyongyang, led through
Moscow and Beijing. Now America needs its old cold war
adversaries more than ever to control the breakaway,
bankrupt Communist rogue that is threatening America
and her clients from Tokyo to Seoul.
Empires survive when they understand that diplomacy,
backed by force, is always to be preferred to force
alone. Looking into the still more distant future, say
a generation ahead, resurgent Russia and China will
demand recognition both as world powers and as regional
hegemons. As the North Korean case shows, America needs
to share the policing of nonproliferation and other
threats with these powers, and if it tries, as the current
National Security Strategy suggests, to prevent the
emergence of any competitor to American global dominance,
it risks everything that Gibbon predicted: overextension
followed by defeat.
America will also remain vulnerable, despite its overwhelming
military power, because its primary enemy, Iraq and
North Korea notwithstanding, is not a state, susceptible
to deterrence, influence and coercion, but a shadowy
cell of fanatics who have proved that they cannot be
deterred and coerced and who have hijacked a global
ideology -- Islam -- that gives them a bottomless supply
of recruits and allies in a war, a war not just against
America but against her client regimes in the Islamic
world. In many countries in that part of the world,
America is caught in the middle of a civil war raging
between incompetent and authoritarian regimes and the
Islamic revolutionaries who want to return the Arab
world to the time of the prophet. It is a civil war
between the politics of pure reaction and the politics
of the impossible, with America unfortunately aligned
on the side of reaction. On Sept. 11, the American empire
discovered that in the Middle East its local pillars
were literally built on sand.
Until Sept. 11, successive United States administrations
treated their Middle Eastern clients like gas stations.
This was part of a larger pattern. After 1991 and the
collapse of the Soviet empire, American presidents thought
they could have imperial domination on the cheap, ruling
the world without putting in place any new imperial
architecture -- new military alliances, new legal institutions,
new international development organisms -- for a postcolonial,
post-Soviet world.
The Greeks taught the Romans to call this failure hubris.
It was also, in the 1990's, a general failure of the
historical imagination, an inability of the post-cold-war
West to grasp that the emerging crisis of state order
in so many overlapping zones of the world -- from Egypt
to Afghanistan -- would eventually become a security
threat at home. Radical Islam would never have succeeded
in winning adherents if the Muslim countries that won
independence from the European empires had been able
to convert dreams of self-determination into the reality
of competent, rule-abiding states. America has inherited
this crisis of self-determination from the empires of
the past. Its solution -- to create democracy in Iraq,
then hopefully roll out the same happy experiment throughout
the Middle East -- is both noble and dangerous: noble
because, if successful, it will finally give these peoples
the self-determination they vainly fought for against
the empires of the past; dangerous because, if it fails,
there will be nobody left to blame but the Americans.
The dual nemeses of empire in the 20th century were
nationalism, the desire of peoples to rule themselves
free of alien domination, and narcissism, the incurable
delusion of imperial rulers that the ''lesser breeds''
aspired only to be versions of themselves. Both nationalism
and narcissism have threatened the American reassertion
of global power since Sept. 11.
IX.
As the Iraqi operation looms, it is worth keeping Vietnam
in mind. Vietnam was a titanic clash between two nation-building
strategies, the Americans in support of the South Vietnamese
versus the Communists in the north. Yet it proved impossible
for foreigners to build stability in a divided country
against resistance from a Communist elite fighting in
the name of the Vietnamese nation. Vietnam is now one
country, its civil war over and its long-term stability
assured. An American operation in Iraq will not face
a competing nationalist project, but across the Islamic
world it will rouse the nationalist passions of people
who want to rule themselves and worship as they please.
As Vietnam shows, empire is no match, long-term, for
nationalism.
America's success in the 20th century owed a great
deal to the shrewd understanding that America's interest
lay in aligning itself with freedom. Franklin Roosevelt,
for example, told his advisers at Yalta in 1945, when
he was dividing up the postwar world with Churchill
and Stalin, that there were more than a billion ''brown
people'' living in Asia, ''ruled by a handful of whites.''
They resent it, the president mused aloud. America's
goal, he said, ''must be to help them achieve independence
-- 1,100,000,000 enemies are dangerous.''
The core beliefs of our time are the creations of the
anticolonial revolt against empire: the idea that all
human beings are equal and that each human group has
a right to rule itself free of foreign interference.
It is at least ironic that American believers in these
ideas have ended up supporting the creation of a new
form of temporary colonial tutelage for Bosnians, Kosovars
and Afghans -- and could for Iraqis. The reason is simply
that, however right these principles may be, the political
form in which they are realized -- the nationalist nation-building
project -- so often delivers liberated colonies straight
to tyranny, as in the case of Baath Party rule in Iraq,
or straight to chaos, as in Bosnia or Afghanistan. For
every nationalist struggle that succeeds in giving its
people self-determination and dignity, there are more
that deliver their people only up to slaughter or terror
or both. For every Vietnam brought about by nationalist
struggle, there is a Palestinian struggle trapped in
a downward spiral of terror and military oppression.
The age of empire ought to have been succeeded by an
age of independent, equal and self-governing nation-states.
But that has not come to pass. America has inherited
a world scarred not just by the failures of empires
past but also by the failure of nationalist movements
to create and secure free states -- and now, suddenly,
by the desire of Islamists to build theocratic tyrannies
on the ruins of failed nationalist dreams.
Those who want America to remain a republic rather
than become an empire imagine rightly, but they have
not factored in what tyranny or chaos can do to vital
American interests. The case for empire is that it has
become, in a place like Iraq, the last hope for democracy
and stability alike. Even so, empires survive only by
understanding their limits. Sept. 11 pitched the Islamic
world into the beginning of a long and bloody struggle
to determine how it will be ruled and by whom: the authoritarians,
the Islamists or perhaps the democrats. America can
help repress and contain the struggle, but even though
its own security depends on the outcome, it cannot ultimately
control it. Only a very deluded imperialist would believe
otherwise.
Michael Ignatieff, director of the Carr Center at the
Kennedy School of Government, Harvard University, has
written recently for The Times Magazine about Bosnia
and Afghanistan. He is a contributing writer for the
magazine.
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